Nasdaq - Delayed Quote USD
Northern Lights Fund Trust III - Swan Defined Risk U.S. Small Cap Fund (SDCIX)
9.54
0.00
(0.00%)
As of March 6 at 8:01:49 PM EST. Market Open.
Investment Information
- Min Initial Investment
- 2,500
- Min Initial Investment, IRA
- 10
- Min Initial Investment, AIP
- 25
- Min Subsequent Investment
- 2,500
- Min Subsequent Investment, IRA
- 1
- Min Subsequent Investment, AIP
- 0.5
Broker Availability
- Mid Atlantic Capital Corp
- Schwab Institutional
- JPMorgan
- (Junk)CommonWealth PPS
- LPL SAM Eligible - 10.24.2024
- Fidelity Retail FundsNetwork
- Fidelity Institutional FundsNetwork
- Fidelity Institutional FundsNetwork-NTF
- Schwab Institutional Only
- Raymond James
- Raymond James WRAP Eligible
- Commonwealth Universe
- Ameritas NTFN
- Scottrade TF
- Scottrade NTF
- TD Ameritrade Retail
- TD Ameritrade Institutional
- Mid Atlantic Capital Group
- Securities America Advisors
- JP MORGAN NO-LOAD NTF
- JP MORGAN NO-LOAD TRANSACTION FEE
- TD Ameritrade Institutional NTF
- Securities America Inc.
- LPL SWM - 10.24.2024
- Schwab All (Retail, Instl, Retirement)
- Schwab OneSource & NTF (No Load & No Transaction Fee)
- Pershing Retirement Plan Network
- Kestra Financial
- Commonwealth (PPS Access Program)
- Commonwealth (NTF - PPS/Advisory)
- Commonwealth (PPS/Advisory)
- LPL Brokerage Availability - November 2024
- Allowab (non-advisory)
- Mid Atlantic Clearing and Settlement
Fund Summary
The fund seeks to achieve its investment objective by investing directly, or indirectly through ETFs, in: equity securities of domestic small capitalization companies, exchange-traded long-term put options on U.S. exchanges for hedging purposes, and buying and selling exchange-traded put and call options on various ETFs, securities and equity indices to generate additional returns.
Fund Overview
| Category | Options Trading |
| Fund Family | Swan |
| Net Assets | 5.77M |
| YTD Return | 0.65% |
| Yield | 0.00% |
| Morningstar Rating | |
| Inception Date | Dec 29, 2015 |
Performance & Risk
| YTD Return | 0.65% |
| 5y Average Return | 5.58% |
| Rank in Category (ytd) | 69 |
| % Rank in Category (ytd) | -- |
| Beta (5Y Monthly) | 0.67 |
| Morningstar Risk Rating |
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