Gladstone Investment Corporation (GAIN)
Key Executives
Name | Title | Pay | Exercised | Year Born |
---|---|---|---|---|
Mr. David John Gladstone | Chairman & CEO | -- | -- | 1942 |
Mr. David A. R. Dullum | President | 33k | -- | 1948 |
Mr. Taylor Ritchie | Chief Financial Officer | -- | -- | 1990 |
Mr. Michael Bernard LiCalsi Esq., J.D. | General Counsel & Secretary | -- | -- | 1970 |
Mr. John Anthony Dellafiora Jr., CPA | Chief Compliance Officer | -- | -- | -- |
Ms. Paula Novara | Head of Resources Management & Director | -- | -- | 1970 |
Ms. Erika Highland | Senior Managing Director | -- | -- | -- |
Mr. Christopher J. Lee | Senior Managing Director | -- | -- | -- |
Ms. Jennifer A. Smith | Chief Valuation Officer | -- | -- | -- |
Mr. Daniel Crump | Director | -- | -- | -- |
Gladstone Investment Corporation
- Sector:
- Financial Services
- Industry: Asset Management
Description
Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund invests in companies with EBITDA from $4 million to $15 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.
Corporate Governance
Upcoming Events
June 4, 2025 at 12:00 AM UTC
Ex-Dividend Date
June 30, 2025 at 12:00 AM UTC
Dividend Date
August 4, 2025 at 8:00 PM UTC - August 8, 2025 at 8:00 PM UTC
Gladstone Investment Corporation Earnings Date
Recent Events
November 26, 2024 at 12:00 AM UTC
40-17G: Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940