Key Executives
| Name | Title | Pay | Exercised | Year Born |
|---|---|---|---|---|
| Mr. Andrew Thomas Moore | Co-Chief Executive Officer | -- | -- | 1978 |
| Mr. James Richard Baker | Co-CEO & Head of Capital Markets | -- | -- | -- |
| Mr. Michael Richard McCoy CPA | Chief Financial Officer | -- | -- | 1976 |
| Mr. Joseph Nardini | Senior MD & Head of Investment Banking | -- | -- | -- |
| Ms. Dawn M. Farrell | Chief Administrative Officer | -- | -- | -- |
| Mr. Michael Markunas J.D. | Deputy General Counsel & Chief Compliance Officer | -- | -- | -- |
| Mr. Frank Pigott | General Counsel | -- | -- | -- |
| Mr. Perry M. Mandarino | Senior MD & Head of Restructuring | -- | -- | -- |
| Mr. Craig Krinbring | Managing Director of Investment Banking | -- | -- | -- |
| Mr. Alan Neil Forman J.D. | Executive Vice President | -- | -- | 1961 |
Cascadia Investments, Inc.
- Sector:
- Financial Services
- Industry: Shell Companies
- Full Time Employees:
- 303
Description
Cascadia Investments, Inc. operates as an investment bank, broker, and capital markets company. The company operates as an institutional broker/dealer. It also provides a range of investment banking and capital markets services comprising initial, secondary, and follow-on offerings, institutional private placements, merger and acquisition advisory, SPACs, corporate restructuring, and liability management to corporations, financial sponsors, and institutional investors across various industry verticals. The company was founded in 1997 and is based in Arlington, Virginia. Cascadia Investments, Inc. operates as a subsidiary of B. Riley Financial, Inc.
Corporate Governance
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March 17, 2025 at 12:00 AM UTC
X-17A-5: Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder