ESG ETFs Of All Shapes & Sizes

In This Article:

Key Takeaways

CFRA rates 112 environmental, social and governance (ESG) ETFs with more than $50 billion in assets, but few are the same. We classify ESG ETFs into one of seven subcategories based on the fund’s focus. The largest subcategory is broad ESG ETFs, which are ETFs that hold companies that meet specific ESG characteristics as determined by the ETF issuer or its index provider. ETFs are classified as broad ESG if the screening criteria spans all three ESG pillars.

ESGU is the largest of the 70 broad ESG ETFs, with $11 billion in assets, but the subcategory also includes the $7 million and actively managed ECOZ, which holds fewer positions than index-based ESGU and incorporated traditional fundamental and valuation metrics such as return on capital and intrinsic value. ECOZ holds less Apple (AAPL) and Microsoft (MSFT) than ESGU, and has Enphase Energy (ENPH) and Square (SQ) as its two largest positions.

(Use our stock finder tool to find an ETF’s allocation to a certain stock.)

The six other subcategories include clean energy, corporate governance and faith-based ETFs.

 

Breaking Down the ESG ETFs into Objectives

First Bridge ETF Database
First Bridge ETF Database

(For a larger view, click on the image above)

Source: First Bridge ETF Database, as of Oct. 31, 2020

 

ECOZ is not the only broad ESG to launch in 2020, including XVV and the Vanguard ESG U.S. Corporate Bond ETF (VCEB), both of which came to market in September.

Clean energy ETFs have climbed the highest in 2020. Though ESGU has outperformed the SPDR S&P 500 ETF Trust (SPY) year-to-date through Nov. 6, rising 14% compared to 10%, respectively, many clean energy ETFs have been significantly stronger. CFRA classifies clean energy ETFs as funds holding companies in clean energy businesses such as renewable energy, clean energy technology and energy conservation. These ETFs are distinguished between low carbon footprint funds that hold companies that have a relatively low-carbon emission or a relatively small carbon footprint, as determined by the ETF issuer or its index provider.