Caledonia Mining Corporation Plc: Notifications of relevant change to significant shareholder

In This Article:

Caledonia Mining Corporation Plc
Caledonia Mining Corporation Plc

ST HELIER, Jersey, Nov. 21, 2024 (GLOBE NEWSWIRE) -- Caledonia Mining Corporation Plc ("Caledonia" or "the Company") (NYSE AMERICAN: CMCL; AIM: CMCL; VFEX: CMCL) announces that it received notification on each of November 19, 2024 and November 20, 2024 from BlackRock, Inc. that on November 18, 2024 and November 19, 2024 respectively it had crossed a threshold for notification of a relevant change (as defined by the AIM Rules for Companies).

A copy of each notification is below.

Enquiries:

Caledonia Mining Corporation Plc
Mark Learmonth
Camilla Horsfall


Tel: +44 1534 679 800
Tel: +44 7817 841 793

 

 

Cavendish Capital Markets Limited (Nomad and Joint Broker)
Adrian Hadden
Pearl Kellie


Tel: +44 207 397 1965
Tel: +44 131 220 9775

 

 

Panmure Liberum (Joint Broker)
Scott Mathieson/Matt Hogg


Tel: +44 20 3100 2000

 

 

Camarco, Financial PR (UK)
Gordon Poole
Julia Tilley
Elfie Kent


Tel: +44 20 3757 4980

 

 

3PPB (Financial PR, North America)
Patrick Chidley
Paul Durham


Tel: +1 917 991 7701
Tel: +1 203 940 2538

 

 

Curate Public Relations (Zimbabwe)
Debra Tatenda


Tel: +263 77802131

 

 

IH Securities (Private) Limited (VFEX Sponsor - Zimbabwe)
Lloyd Mlotshwa


Tel: +263 (242) 745 119/33/39


TR-1: S
tandard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii:

CALEDONIA MINING CORPORATION PLC

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an “X” if appropriate)

Non-UK issuer

X

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify) iii:

 

3. Details of person subject to the notification obligation iv

Name

BlackRock, Inc.

City and country of registered office (if applicable)

Wilmington, DE, USA

4. Full name of shareholder(s) (if different from 3.) v

Name

 

City and country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reached vi:

18/11/2024

6. Date on which issuer notified (DD/MM/YYYY):

19/11/2024

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights
attached to shares
(total of 8. A)

% of voting rights
through financial
instruments
(total of 8.B 1 + 8.B 2)

Total of both in %
(8.A + 8.B)

Total number of
voting rights held
in issuer (8.A +
8.B) vii

Resulting situation on the date on which threshold was crossed or reached

4.74%

0.25%

5.00%

960,786

Position of previous notification (if
applicable)

4.74%

0.25%

4.99%

 



8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct
(DTR5.1)

Indirect
 (DTR5.2.1)

Direct
(DTR5.1)

Indirect
(DTR5.2.1)

JE00BF0XVB15

 

911,596

 

4.74%

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. A

911,596

4.74%

 

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights
that may be acquired if
the instrument is

exercised/converted.

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. B 1

 

 

 

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial
instrument

Expiration
date
x

Exercise/
Conversion
Period
xi

Physical or
cash

Settlement xii

Number of
voting rights

% of voting rights

CFD

N/A

N/A

Cash

49,190

0.25%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

49,190

0.25%


9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

 

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv

X

Name xv

% of voting rights if
it equals or is higher
than the notifiable threshold

% of voting rights
through financial
instruments if it
equals or is higher
than the notifiable
threshold

Total of both if it
equals or is higher
than the notifiable
threshold

 

 

 

 

BlackRock, Inc.

 

 

 

BlackRock Finance, Inc.

 

 

 

Trident Merger, LLC

 

 

 

BlackRock Investment Management, LLC

 

 

 

 

 

 

 

BlackRock, Inc.

 

 

 

BlackRock Finance, Inc.

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

BlackRock Financial Management, Inc.

 

 

 

BlackRock Holdco 4, LLC

 

 

 

BlackRock Holdco 6, LLC

 

 

 

BlackRock Delaware Holdings Inc.

 

 

 

BlackRock Institutional Trust Company, National Association

 

 

 

 

 

 

 

BlackRock, Inc.

 

 

 

BlackRock Finance, Inc.

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

BlackRock Financial Management, Inc.

 

 

 

BlackRock Holdco 4, LLC

 

 

 

BlackRock Holdco 6, LLC

 

 

 

BlackRock Delaware Holdings Inc.

 

 

 

BlackRock Fund Advisors

3.150%

0.000%

3.150%

 

 

 

 

BlackRock, Inc.

 

 

 

BlackRock Finance, Inc.

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

BlackRock Financial Management, Inc.

 

 

 

 

 

 

 

BlackRock, Inc.

 

 

 

BlackRock Finance, Inc.

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

BlackRock Financial Management, Inc.

 

 

 

BlackRock Capital Holdings, Inc.

 

 

 

BlackRock Advisors, LLC

 

 

 

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

 

11. Additional information xvi


BlackRock Regulatory Threshold Reporting Team

Jana Blumenstein

020 7743 3650


Place of completion

12 Throgmorton Avenue, London, EC2N 2DL, U.K.

Date of completion

19 November 2024



TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii:

CALEDONIA MINING CORPORATION PLC

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an “X” if appropriate)

Non-UK issuer

X

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify) iii:

 

3. Details of person subject to the notification obligation iv

Name

BlackRock, Inc.

City and country of registered office (if applicable)

Wilmington, DE, USA

4. Full name of shareholder(s) (if different from 3.) v

Name

 

City and country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reached vi:

19/11/2024

6. Date on which issuer notified (DD/MM/YYYY):

20/11/2024

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights
attached to shares
(total of 8. A)

% of voting rights
through financial
instruments
(total of 8.B 1 + 8.B 2)

Total of both in %
(8.A + 8.B)

Total number of
voting rights held
in issuer (8.A +
8.B) vii

Resulting situation on the date on which threshold was crossed or reached

4.72%

0.25%

4.98%

957,680

Position of previous notification (if
applicable)

4.74%

0.25%

5.00%

 



8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct
(DTR5.1)

Indirect
 (DTR5.2.1)

Direct
(DTR5.1)

Indirect
(DTR5.2.1)

JE00BF0XVB15

 

908,490

 

4.72%

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. A

908,490

4.72%



B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights
that may be acquired if
the instrument is
exercised/converted.

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. B 1

 

 



B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial
instrument

Expiration
date
x

Exercise/
Conversion
Period
xi

Physical or
cash
Settlement xii

Number of
voting rights

% of voting rights

CFD

N/A

N/A

Cash

49,190

0.25%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

49,190

0.25%


9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

 

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv

X

Name xv

% of voting rights if
it equals or is higher
than the notifiable
threshold

% of voting rights
through financial
instruments if it
equals or is higher
than the notifiable
threshold

Total of both if it
equals or is higher
than the notifiable
threshold

 

 

 

 

BlackRock, Inc.

 

 

 

BlackRock Finance, Inc.

 

 

 

Trident Merger, LLC

 

 

 

BlackRock Investment Management, LLC

 

 

 

 

 

 

 

BlackRock, Inc.

 

 

 

BlackRock Finance, Inc.

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

BlackRock Financial Management, Inc.

 

 

 

BlackRock Holdco 4, LLC

 

 

 

BlackRock Holdco 6, LLC

 

 

 

BlackRock Delaware Holdings Inc.

 

 

 

BlackRock Institutional Trust Company, National Association

 

 

 

 

 

 

 

BlackRock, Inc.

 

 

 

BlackRock Finance, Inc.

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

BlackRock Financial Management, Inc.

 

 

 

BlackRock Holdco 4, LLC

 

 

 

BlackRock Holdco 6, LLC

 

 

 

BlackRock Delaware Holdings Inc.

 

 

 

BlackRock Fund Advisors

3.140%

0.000%

3.140%

 

 

 

 

BlackRock, Inc.

 

 

 

BlackRock Finance, Inc.

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

BlackRock Financial Management, Inc.

 

 

 

 

 

 

 

BlackRock, Inc.

 

 

 

BlackRock Finance, Inc.

 

 

 

BlackRock Holdco 2, Inc.

 

 

 

BlackRock Financial Management, Inc.

 

 

 

BlackRock Capital Holdings, Inc.

 

 

 

BlackRock Advisors, LLC

 

 

 

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

 

11. Additional information xvi


BlackRock Regulatory Threshold Reporting Team
 
Jana Blumenstein

020 7743 3650


Place of completion

12 Throgmorton Avenue, London, EC2N 2DL, U.K.

Date of completion

20 November 2024